This course “FinTech Risk Management” help you understand risk management and corporate governance in finance industry with the disruption by FinTech and RegTech. You will become more confident to analyse and make recommendations to develop business strategies balancing the risks in operation, reputation and the stability of finance firms.
課程信息
17,250 次近期查看
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初級
完成時間大約為14 小時
英語（English）
字幕：英語（English）, 中文（簡體）
可分享的證書
完成後獲得證書
100% 在線
立即開始，按照自己的計劃學習。
可靈活調整截止日期
根據您的日程表重置截止日期。
初級
完成時間大約為14 小時
英語（English）
字幕：英語（English）, 中文（簡體）
提供方
香港科技大学
HKUST - A dynamic, international research university, in relentless pursuit of excellence, leading the advance of science and technology, and educating the new generation of front-runners for Asia and the world.
教學大綱 - 您將從這門課程中學到什麼
完成時間為 2 小時
Compliance with financial requirements & government regulations
In this module, we will focus on the financial perspective of FinTech compliance and assurance. Failure to comply with regulations can result in large fines as well as business failures. However, financial compliance is only one part of risk management for FinTech firms.
完成時間為 2 小時
9 個視頻 （總計 99 分鐘）, 2 個閱讀材料, 1 個測驗
9 個視頻
1.2 Finance Regulation & Compliance: Foundations & History (Part 1)11分鐘
1.3 Finance Regulation & Compliance: Foundations & History (Part 2)19分鐘
1.4 Financial Compliance Challenges11分鐘
1.5 Risks & Opportunities of Avoiding or Bypassing Regulations10分鐘
1.6 Compliance regarding Crypto and ICOs10分鐘
1.7 Security, Monitoring Compliance & Data Protection Policies11分鐘
1.8 Compliance to Tax & Control10分鐘
1.9 Week 1 Summary5分鐘
2 個閱讀材料
Course Outline10分鐘
Assignments & Grading10分鐘
1 個練習
Week 1 Quiz20分鐘
完成時間為 2 小時
FinTech Compliance with corporate governance: Objectives, guidelines,& policy
In this module, we examine different types of risks and explain why operational risks and business risks are becoming more important to FinTech firms. The second, third and fourth derivatives for different types of risks are explained and compared. Techniques and tools for risk analysis and internal controls are also described.
完成時間為 2 小時
11 個視頻 （總計 106 分鐘）, 1 個閱讀材料, 2 個測驗
11 個視頻
2.2 Introduction to FinTech Risks11分鐘
2.3 FinTech Operational Risk Examples10分鐘
2.4 Strategy for Implementing Corporate Governance to FinTech Risks Part 19分鐘
2.5 Strategy for Implementing Corporate Governance to FinTech Risks Part 29分鐘
2.6 Risk Management & Fraud Avoidance11分鐘
2.7 Introduction to Risk Analysis9分鐘
2.8 Risk Management Process I8分鐘
2.9 Risk Management Process II9分鐘
2.10 Internal Controls11分鐘
2.11 Week 2 summary10分鐘
1 個閱讀材料
Risk Assessment Template10分鐘
2 個練習
Practical exercise: Data breach internal controls6分鐘
Week 2 Quiz20分鐘
完成時間為 2 小時
IT Compliance & Assurance Part 1
In this module, learners will gain a overall IT perspective of business application development and compliance in this area. We will examine 3 different system changeover methods when implementing new system & replacing the old system and the comparison. Also we will look into the risks associate with new system development and compliance of change management process.
完成時間為 2 小時
10 個視頻 （總計 95 分鐘）
10 個視頻
3.2 Business Application Development I10分鐘
3.3 Business Application Development II8分鐘
3.4 Implementation & Review9分鐘
3.5 Risks Associate with Business Application Development9分鐘
3.6 Information System Maintenance Practices10分鐘
3.7 Change Management Process I10分鐘
3.8 Change Management Process II8分鐘
3.9 Emergency Changes10分鐘
3.10 Week 3 Summary9分鐘
1 個練習
Week 3 Quiz20分鐘
完成時間為 2 小時
IT Compliance & Assurance Part 2
In this module, learners will gain an overall picture of business continuity plan and disaster recovery plan. It's essential to plan ahead before something bad happen to the systems (e.g. Data breach or cyber hacking) We will discuss the process of creating a business continuity plan for an organisation and the strategies in data back up and restoration policy.
完成時間為 2 小時
11 個視頻 （總計 107 分鐘）
11 個視頻
4.2 Business Continuity Plan and Disaster Recovery10分鐘
4.3 Business Continuity Plan Step 1-28分鐘
4.4 Business Continuity Plan Step 211分鐘
4.5 Process of Business Impact Analysis6分鐘
4.6 Business Continuity Plan Step 3 Part 111分鐘
4.7 Business Continuity Plan Step 3 Part 29分鐘
4.8 Business Continuity Plan Step 411分鐘
4.9 Business Continuity Plan Step 5-710分鐘
4.10 Data Backup & Restoration Policy9分鐘
4.11 Week 4 Summary10分鐘
1 個練習
Week 4 Quiz20分鐘
審閱
來自FINTECH RISK MANAGEMENT的熱門評論
由 AA 提供2020年6月14日
The course is great for risk management and IT compliance but touches a little less on FinTech, but the overall learning is great.
由 SD 提供2019年7月20日
A quick guide to regulatory and IT risks related to fintech. Thanks to Prof Percy and Clark for putting together such good work.
由 SS 提供2019年5月24日
thank you so much. i really got benefit from this course and from the simple way explanation all things about Fintech
由 RR 提供2019年7月24日
Great course for Fintech Risk Management consultants and banking C level leaders.Thank you..
關於 FinTech: Finance Industry Transformation and Regulation 專項課程
Objective
This Specialization is intended for finance professional who are seeking to develop skills and understanding of FinTech. Through these four courses, you will cover FinTech foundations and overview, FinTech security and regulation (RegTech), FinTech risk management and FinTech disruptive innovation: implications to society, which will prepare you to become more confident and persuasive in your ability to analyze and make decisions regarding how to react to these changes.
Key Benefits
You will earn a FinTech specialization certificate offered by the HKUST and Coursera after completing all four courses. You can add to your resume and Linkedin profile which can benefit to your career in finance industry. Also you will gain knowledge and insights in FinTech for your current and future career development in Finance industry.
Who is this Specialization for?
Everyone who is interested in FinTech and wants to learn more is welcome and will benefit from this course, and is useful for finance executives, government officers, entrepreneurs, consumers and investors of FinTech.
To know more...
Find out more and watch the FinTech specialization promotional video on Youtube.
https://youtu.be/MmqNLp4iuZE
常見問題
我什么时候能够访问课程视频和作业？
Access to lectures and assignments depends on your type of enrollment. If you take a course in audit mode, you will be able to see most course materials for free. To access graded assignments and to earn a Certificate, you will need to purchase the Certificate experience, during or after your audit. If you don't see the audit option:
- The course may not offer an audit option. You can try a Free Trial instead, or apply for Financial Aid.
- The course may offer 'Full Course, No Certificate' instead. This option lets you see all course materials, submit required assessments, and get a final grade. This also means that you will not be able to purchase a Certificate experience.
我订阅此专项课程后会得到什么？
您注册课程后，将有权访问专项课程中的所有课程，并且会在完成课程后获得证书。您的电子课程证书将添加到您的成就页中，您可以通过该页打印您的课程证书或将其添加到您的领英档案中。如果您只想阅读和查看课程内容，可以免费旁听课程。
退款政策是如何规定的？
如果订阅，您可以获得 7 天免费试听，在此期间，您可以取消课程，无需支付任何罚金。在此之后，我们不会退款，但您可以随时取消订阅。请阅读我们完整的退款政策。
有助学金吗？
是的，Coursera 可以为无法承担费用的学生提供助学金。通过点击左侧“注册”按钮下的“助学金”链接可以申请助学金。您可以根据屏幕提示完成申请，申请获批后会收到通知。您需要针对专项课程中的每一门课程完成上述步骤，包括毕业项目。了解更多。
還有其他問題嗎？請訪問 學生幫助中心。
