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初級

完成時間大約為17 小時

建議:7 hours of videos in total, plus a final project requiring about 5 hours to complete....

英語(English)

字幕:英語(English), 中文(簡體)

100% 在線

立即開始,按照自己的計劃學習。

可靈活調整截止日期

根據您的日程表重置截止日期。

初級

完成時間大約為17 小時

建議:7 hours of videos in total, plus a final project requiring about 5 hours to complete....

英語(English)

字幕:英語(English), 中文(簡體)

教學大綱 - 您將從這門課程中學到什麼

1
完成時間為 2 小時

Compliance with financial requirements & government regulations

In this module, we will focus on the financial perspective of FinTech compliance and assurance. Failure to comply with regulations can result in large fines as well as business failures. However, financial compliance is only one part of risk management for FinTech firms.

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9 個視頻 (總計 99 分鐘), 2 個閱讀材料, 1 個測驗
9 個視頻
1.2 Finance Regulation & Compliance: Foundations & History (Part 1)11分鐘
1.3 Finance Regulation & Compliance: Foundations & History (Part 2)19分鐘
1.4 Financial Compliance Challenges11分鐘
1.5 Risks & Opportunities of Avoiding or Bypassing Regulations10分鐘
1.6 Compliance regarding Crypto and ICOs10分鐘
1.7 Security, Monitoring Compliance & Data Protection Policies11分鐘
1.8 Compliance to Tax & Control10分鐘
1.9 Week 1 Summary5分鐘
2 個閱讀材料
Course Outline10分鐘
Assignments & Grading10分鐘
1 個練習
Week 1 Quiz20分鐘
2
完成時間為 2 小時

FinTech Compliance with corporate governance: Objectives, guidelines,& policy

In this module, we examine different types of risks and explain why operational risks and business risks are becoming more important to FinTech firms. The second, third and fourth derivatives for different types of risks are explained and compared. Techniques and tools for risk analysis and internal controls are also described.

...
11 個視頻 (總計 106 分鐘), 1 個閱讀材料, 2 個測驗
11 個視頻
2.2 Introduction to FinTech Risks11分鐘
2.3 FinTech Operational Risk Examples10分鐘
2.4 Strategy for Implementing Corporate Governance to FinTech Risks Part 19分鐘
2.5 Strategy for Implementing Corporate Governance to FinTech Risks Part 29分鐘
2.6 Risk Management & Fraud Avoidance11分鐘
2.7 Introduction to Risk Analysis9分鐘
2.8 Risk Management Process I8分鐘
2.9 Risk Management Process II9分鐘
2.10 Internal Controls11分鐘
2.11 Week 2 summary10分鐘
1 個閱讀材料
Risk Assessment Template10分鐘
2 個練習
Practical exercise: Data breach internal controls6分鐘
Week 2 Quiz20分鐘
3
完成時間為 2 小時

IT Compliance & Assurance Part 1

In this module, learners will gain a overall IT perspective of business application development and compliance in this area. We will examine 3 different system changeover methods when implementing new system & replacing the old system and the comparison. Also we will look into the risks associate with new system development and compliance of change management process.

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10 個視頻 (總計 95 分鐘), 1 個測驗
10 個視頻
3.2 Business Application Development I10分鐘
3.3 Business Application Development II8分鐘
3.4 Implementation & Review9分鐘
3.5 Risks Associate with Business Application Development9分鐘
3.6 Information System Maintenance Practices10分鐘
3.7 Change Management Process I10分鐘
3.8 Change Management Process II8分鐘
3.9 Emergency Changes10分鐘
3.10 Week 3 Summary9分鐘
1 個練習
Week 3 Quiz20分鐘
4
完成時間為 2 小時

IT Compliance & Assurance Part 2

In this module, learners will gain an overall picture of business continuity plan and disaster recovery plan. It's essential to plan ahead before something bad happen to the systems (e.g. Data breach or cyber hacking) We will discuss the process of creating a business continuity plan for an organisation and the strategies in data back up and restoration policy.

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11 個視頻 (總計 107 分鐘), 1 個測驗
11 個視頻
4.2 Business Continuity Plan and Disaster Recovery10分鐘
4.3 Business Continuity Plan Step 1-28分鐘
4.4 Business Continuity Plan Step 211分鐘
4.5 Process of Business Impact Analysis6分鐘
4.6 Business Continuity Plan Step 3 Part 111分鐘
4.7 Business Continuity Plan Step 3 Part 29分鐘
4.8 Business Continuity Plan Step 411分鐘
4.9 Business Continuity Plan Step 5-710分鐘
4.10 Data Backup & Restoration Policy9分鐘
4.11 Week 4 Summary10分鐘
1 個練習
Week 4 Quiz20分鐘
4.4
9 個審閱Chevron Right

來自FinTech Risk Management的熱門評論

創建者 SKOct 22nd 2018

Great course for Basel Regulatory consultants and banking C level leaders.\n\nThank you..

講師

Avatar

Garvin Percy DIAS

Associate Professor of Business Education
Information Systems, Business Statistics and Operations Management Department
Avatar

Theodore Henry King CLARK

Associate Professor
Information Systems, Business Statistics and Operations Management Department

關於 香港科技大学

HKUST - A dynamic, international research university, in relentless pursuit of excellence, leading the advance of science and technology, and educating the new generation of front-runners for Asia and the world....

關於 FinTech: Finance Industry Transformation and Regulation 專項課程

Objective This Specialization is intended for finance professional who are seeking to develop skills and understanding of FinTech. Through these four courses, you will cover FinTech foundations and overview, FinTech security and regulation (RegTech), FinTech risk management and FinTech disruptive innovation: implications to society, which will prepare you to become more confident and persuasive in your ability to analyze and make decisions regarding how to react to these changes. Key Benefits You will earn a FinTech specialization certificate offered by the HKUST and Coursera after completing all four courses. You can add to your resume and Linkedin profile which can benefit to your career in finance industry. Also you will gain knowledge and insights in FinTech for your current and future career development in Finance industry. Who is this Specialization for? Everyone who is interested in FinTech and wants to learn more is welcome and will benefit from this course, and is useful for finance executives, government officers, entrepreneurs, consumers and investors of FinTech. To know more... Find out more and watch the FinTech specialization promotional video on Youtube. https://youtu.be/MmqNLp4iuZE...
FinTech: Finance Industry Transformation and Regulation

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