關於此課程：Our primary goal is to help you to understand FinTech Risk Management and to become more confident and persuasive in your ability to analyze and make recommendations on FinTech risk management & corporate governance. This MOOC on FinTech Risk Management offered by HKUST presents the views of several professors from the top business school in Asia as well as perspectives from industry professionals. HKUST has been ranked for many years as the number one EMBA program in the world, as the number one Finance program in Asia, and as the top MBA program in Asia by multiple independent rating and review journals and surveys. This course offers the combined strengths of HKUST in Business, Finance, and Technology as one the world's leading academic institutions on an important area of technology and business innovations. For students from outside Asia, this also gives an insight into changes happening in the most advanced FinTech markets of the world, since Asia leads worldwide in FinTech adoption and creative innovations. This course "FinTech Risk Management" is part of the HKUST-Coursera FinTech specialization. There are 3 other courses in the specialization including FinTech Foundations and Overview, FinTech Security & Regulation(RegTech), and FinTech Disruptive Innovation: Implications for Society.
此課程適用人群：Everyone who is interested in FinTech risk management and wants to learn more will benefit from this course. However, the focus is on the business of FinTech risk management, and it is not an engineering or technical course, so it is not designed or intended for tech geeks who want to become experts in the underlying technologies of FinTech.
製作方： The Hong Kong University of Science and Technology
教學方： Garvin Percy DIAS, Associate Professor of Business Education
Information Systems, Business Statistics and Operations Management Department教學方： Theodore Henry King CLARK, Associate Professor
Information Systems, Business Statistics and Operations Management Department
| 級別 | 初級 |
| 承諾學習時間 | 7 hours of videos in total, plus a final project requiring about 5 hours to complete. |
| 語言 | 英語（English） |
| 如何通過 | 通過所有計分作業以完成課程。 |
| 用戶評分 |
授課大綱
第 1 週
Compliance with financial requirements & government regulations
In this module, we will focus on the financial perspective of FinTech compliance and assurance. Failure to comply with regulations can result in large fines as well as business failures. However, financial compliance is only one part of risk management for FinTech firms.
9 個視頻, 2 個閱讀材料
- Reading: Course Outline
- Reading: Assignments & Grading
- Discussion Prompt: Meet & Greet!
- 視頻: 1.2 Finance Regulation & Compliance: Foundations & History (Part 1)
- 視頻: 1.3 Finance Regulation & Compliance: Foundations & History (Part 2)
- 視頻: 1.4 Financial Compliance Challenges
- 視頻: 1.5 Risks & Opportunities of Avoiding or Bypassing Regulations
- 視頻: 1.6 Compliance regarding Crypto and ICOs
- 視頻: 1.7 Security, Monitoring Compliance & Data Protection Policies
- 視頻: 1.8 Compliance to Tax & Control
- Discussion Prompt: Tax, control, and protect: which is more important?
- 視頻: 1.9 Week 1 Summary
已評分: Week 1 Quiz
第 2 週
FinTech Compliance with corporate governance: Objectives, guidelines,& policy
In this module, we examine different types of risks and explain why operational risks and business risks are becoming more important to FinTech firms. The second, third and fourth derivatives for different types of risks are explained and compared. Techniques and tools for risk analysis and internal controls are also described.
11 個視頻, 1 個閱讀材料, 1 個練習測驗
- 視頻: 2.2 Introduction to FinTech Risks
- 視頻: 2.3 FinTech Operational Risk Examples
- Discussion Prompt: Why are business and operational risks increasing?
- 視頻: 2.4 Strategy for Implementing Corporate Governance to FinTech Risks Part 1
- 視頻: 2.5 Strategy for Implementing Corporate Governance to FinTech Risks Part 2
- 視頻: 2.6 Risk Management & Fraud Avoidance
- 視頻: 2.7 Introduction to Risk Analysis
- 視頻: 2.8 Risk Management Process I
- Reading: Risk Assessment Template
- 視頻: 2.9 Risk Management Process II
- 視頻: 2.10 Internal Controls
- Practice Quiz: Practical exercise: Data breach internal controls
- 視頻: 2.11 Week 2 summary
已評分: Week 2 Quiz
第 3 週
IT Compliance & Assurance Part 1
In this module, learners will gain a overall IT perspective of business application development and compliance in this area. We will examine 3 different system changeover methods when implementing new system & replacing the old system and the comparison. Also we will look into the risks associate with new system development and compliance of change management process.
10 個視頻
- 視頻: 3.2 Business Application Development I
- 視頻: 3.3 Business Application Development II
- 視頻: 3.4 Implementation & Review
- 視頻: 3.5 Risks Associate with Business Application Development
- Discussion Prompt: What are the risks associate with FinTech applications development?
- 視頻: 3.6 Information System Maintenance Practices
- 視頻: 3.7 Change Management Process I
- 視頻: 3.8 Change Management Process II
- 視頻: 3.9 Emergency Changes
- 視頻: 3.10 Week 3 Summary
已評分: Week 3 Quiz
第 4 週
IT Compliance & Assurance Part 2
In this module, learners will gain an overall picture of business continuity plan and disaster recovery plan. It's essential to plan ahead before something bad happen to the systems (e.g. Data breach or cyber hacking) We will discuss the process of creating a business continuity plan for an organisation and the strategies in data back up and restoration policy.
11 個視頻
- 視頻: 4.2 Business Continuity Plan and Disaster Recovery
- 視頻: 4.3 Business Continuity Plan Step 1-2
- 視頻: 4.4 Business Continuity Plan Step 2
- 視頻: 4.5 Process of Business Impact Analysis
- 視頻: 4.6 Business Continuity Plan Step 3 Part 1
- 視頻: 4.7 Business Continuity Plan Step 3 Part 2
- 視頻: 4.8 Business Continuity Plan Step 4
- 視頻: 4.9 Business Continuity Plan Step 5-7
- 視頻: 4.10 Data Backup & Restoration Policy
- 視頻: 4.11 Week 4 Summary
已評分: Week 4 Quiz
第 5 週
Peer-graded Final Project
In this module, learners will complete a final project for the course involving research on how FinTech creates new sources of risks & challenges to large existing financial institutions and develop business strategies balancing the risks in operation, reputation and the stability of those firms.
1 個閱讀材料
- Reading: Rate this course
- Discussion Prompt: Give us feedback!
已評分: FinTech Risk Management Final Project
常見問題解答
運作方式
Coursework
Each course is like an interactive textbook, featuring pre-recorded videos, quizzes and projects.
Help from Your Peers
Connect with thousands of other learners and debate ideas, discuss course material, and get help mastering concepts.
Certificates
Earn official recognition for your work, and share your success with friends, colleagues, and employers.
製作方
The Hong Kong University of Science and Technology
HKUST - A dynamic, international research university, in relentless pursuit of excellence, leading the advance of science and technology, and educating the new generation of front-runners for Asia and the world.
價格
| 購買課程 | |
|---|---|
| 訪問課程材料 | 可用 |
| 訪問評分的材料 | 可用 |
| 收到最終成績 | 可用 |
| 獲得可共享的課程證書 | 可用 |
評分和審閱
Great course for Basel Regulatory consultants and banking C level leaders.
Thank you..