Once you have an understanding of what compliance is, and why it may be important, it is natural to wonder next, “What should I do about it?” In this course, we’ll explore one of the key factors for creating a positive culture of compliance: human psychology. We’ll think about what drives us, what makes us pay attention, what distracts, and how all of these pieces help build a strong belief in an organizational culture of compliance.
提供方
Regulatory Compliance 專項課程宾夕法尼亚大学課程信息
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學生職業成果
33%
通過此課程獲得實實在在的工作福利
可分享的證書
完成後獲得證書
100% 在線
立即開始，按照自己的計劃學習。
第 2 門課程（共 4 門）
可靈活調整截止日期
根據您的日程表重置截止日期。
完成時間大約為11 小時
英語（English）
字幕：英語（English）, 烏克蘭語
您將獲得的技能
ManagementStrategic PlanningComplianceOrganizational Behavior
學生職業成果
33%
通過此課程獲得實實在在的工作福利
可分享的證書
完成後獲得證書
100% 在線
立即開始，按照自己的計劃學習。
第 2 門課程（共 4 門）
可靈活調整截止日期
根據您的日程表重置截止日期。
完成時間大約為11 小時
英語（English）
字幕：英語（English）, 烏克蘭語
提供方
宾夕法尼亚大学
The University of Pennsylvania (commonly referred to as Penn) is a private university, located in Philadelphia, Pennsylvania, United States. A member of the Ivy League, Penn is the fourth-oldest institution of higher education in the United States, and considers itself to be the first university in the United States with both undergraduate and graduate studies.
教學大綱 - 您將從這門課程中學到什麼
完成時間為 2 小時
Building a Strong Compliance Culture
How do you actually implement a culture of compliance? This module looks at the key building blocks necessary to foster a culture of compliance within any organization.
完成時間為 2 小時
7 個視頻 （總計 33 分鐘）, 4 個閱讀材料, 2 個測驗
7 個視頻
Setting the Stage: Origins of Compliance Law3分鐘
The Goal of Compliance Culture: Integrating Compliance Throughout the Organization6分鐘
From “Tone at the Top” to “Compliance at the Core”6分鐘
The Compliance Officer / Responsible Person4分鐘
Independence, Empowerment, and Resources: Part 14分鐘
Independence, Empowerment, and Resources: Part 27分鐘
4 個閱讀材料
Pre-Course Survey (Optional)10分鐘
Building a World Class Ethics & Compliance Program25分鐘
A Brief History of Compliance25分鐘
I Called the Wells Fargo Ethics Hotline and was Fired25分鐘
2 個練習
The Role of the Compliance Officer5分鐘
Module 1 Quiz10分鐘
完成時間為 4 小時
A Closer Look at the Essentials
Once the foundations of a strong compliance culture are in place, how do you disseminate that culture throughout an organization? This module examines the policies, procedures, and trainings necessary to create a compliant culture throughout an organization.
完成時間為 4 小時
10 個視頻 （總計 39 分鐘）, 2 個閱讀材料, 3 個測驗
10 個視頻
Policies, Procedures, and Standards3分鐘
Training2分鐘
Training Sessions4分鐘
Other Information Flows2分鐘
Compliance & Branding3分鐘
Communications with Business Partners2分鐘
Monitoring: Part 13分鐘
Monitoring: Part 28分鐘
Reporting Line3分鐘
2 個閱讀材料
18 of the Best Code of Conduct Examples1小時
Regulatory Compliance in the Age of Artificial Intelligence30分鐘
3 個練習
The Code of Ethics30分鐘
Communication & Information Flows15分鐘
Module 2 Quiz20分鐘
完成時間為 3 小時
The Psychology of Compliance
Compliance, at its heart, is a response to a human problem. If rules were enough, compliance and enforcement wouldn't exist. This module explores the psychology behind why non-compliance happens and strategies for getting people to comply.
完成時間為 3 小時
23 個視頻 （總計 40 分鐘）, 1 個閱讀材料, 3 個測驗
23 個視頻
Why People Do Bad Things4分鐘
The Psychological Aberration or Deviation Theory2分鐘
The Privileged or Entitled Theory1分鐘
The Stress and Pressure Theory54
The Excessive Greed or Excessive Ambition Theory2分鐘
The Cost-Benefit / Risk Reward Theory1分鐘
The Lack of Recognition Theory1分鐘
The Lack of Self-Control Theory1分鐘
The “Everyone is Doing it” or The Virus Theory45
The “I Could Have Done it Another Way” Theory1分鐘
The No Harm Theory1分鐘
How to Get People to be Compliant: Psychological Theories of Compliance2分鐘
The Nudge Theory3分鐘
The Punishment / Scare Them Theory1分鐘
The Rules / CYA Theory1分鐘
The Ubiquity Theory2分鐘
The Reward Me Theory1分鐘
The Quid Pro Quo Theory59
The Bureaucratic Theory1分鐘
The Slippery Slope / Broken Windows Theory1分鐘
The Target Theory1分鐘
The "One Size Doesn't Fit All" Theory53
1 個閱讀材料
Why Do They Do It? Inside the Mind of the White-Collar Criminal30分鐘
3 個練習
Theories of White Collar Crime15分鐘
Theories of Compliance15分鐘
Module 3 Quiz20分鐘
完成時間為 3 小時
Dealing With Non-Compliance
Even in organizations with top-notch compliance programs, non-compliance is as inevitable as death and taxes. This module explores strategies for dealing with non-compliance.
完成時間為 3 小時
6 個視頻 （總計 24 分鐘）, 3 個閱讀材料, 3 個測驗
6 個視頻
Senior Response Team2分鐘
Reporting and Other Communication3分鐘
Enforcing Discipline4分鐘
Lessons Learned / Root Cause analysis2分鐘
Table Top Exercises7分鐘
3 個閱讀材料
Data Breach Response30分鐘
Concluding Thoughts10分鐘
Post-Course Survey (Optional)10分鐘
2 個練習
Incident Response15分鐘
Enforcing Discipline15分鐘
審閱
來自EFFECTIVE COMPLIANCE PROGRAMS的熱門評論
由 M 提供2019年11月24日
The course was very useful for me. I learned a lot about compliance and its important role in business. I definitely will use such a valuable knowledge in my job. Thank you all for your kind work!
由 SH 提供2020年5月2日
Yet another excellent course in this specialization. I really like Ms. Steinfield's and Mr. Kandel's delivery of these classes. Very informative and practical advice too!
由 RC 提供2020年9月3日
The courses are of high quality. It is obvious that the reading materials are carefully selected. The instructors are top notch. I've learned much more than I expected.
由 JH 提供2019年5月2日
This is a great class. This series provides a wonderful foundation for the many aspects of compliance and how to develop and enforce a program.
關於 Regulatory Compliance 專項課程
Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the difference between companies that successfully navigate those risks, and those that become cautionary tales.
This specialization will introduce the essential elements of effective organizational compliance by exploring the concepts, considerations, and strategies for assessing risks and managing the compliance function. You will learn the fundamental principles of effective compliance, the components of an effective compliance program and their applications, and then closely examine two of the most important areas of compliance in today’s business climate: privacy compliance, and anti-corruption. The insights from this program will be applicable to a wide range of different types of organizations, from private companies to non-profits.
常見問題
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讲座和作业的访问权限取决于您的注册类型。如果您以旁听模式参加课程，则可以免费查看大多数课程资料。要访问评分作业并获得证书，您需要在旁听期间或之后购买证书体验。如果看不到旁听选项：
- 课程可能不提供旁听选项。您可以尝试免费试用，也可以申请助学金。
- 课程可能会改为提供'完整课程，没有证书'。通过此选项，您可以查看所有课程材料、提交所要求的作业，以及获得最终成绩。这也意味着您将无法购买证书体验。
我订阅此专项课程后会得到什么？
您注册课程后，将有权访问专项课程中的所有课程，并且会在完成课程后获得证书。您的电子课程证书将添加到您的成就页中，您可以通过该页打印您的课程证书或将其添加到您的领英档案中。如果您只想阅读和查看课程内容，可以免费旁听课程。
Is financial aid available?
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完成课程后，我会获得大学学分吗？
此课程不提供大学学分，但部分大学可能会选择接受课程证书作为学分。查看您的合作院校，了解详情。Coursera 上的在线学位和 Mastertrack™ 证书提供获得大学学分的机会。
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